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Navigating The Legal Code of Continuing Disclosure Webinar
Navigating The Legal Code of Continuing Disclosure Webinar
Presented by: Jason Martinez, Associate Director, Cooperative Strategies
Tuesday, June 20, 2017

Jun 22 @ 2:00 pm – 3:00 pm

CLICK HERE to register

This valuable webinar will help LEAs understand their legal obligations under SEC Rule 15c2-12.

Learning Objectives: • What is Continuing Disclosure? • History of Rule 15c2‐12 • Types of Disclosures • How to Implement Policies and Procedures • Designating a Compliance Officer • Monitoring for Events • Dissemination to EMMA • Annual Reporting Requirements