Jun 22 @ 2:00 pm – 3:00 pm
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This valuable webinar will help LEAs understand their legal obligations under SEC Rule 15c2-12.
Learning Objectives: • What is Continuing Disclosure? • History of Rule 15c2‐12 • Types of Disclosures • How to Implement Policies and Procedures • Designating a Compliance Officer • Monitoring for Events • Dissemination to EMMA • Annual Reporting Requirements